Seneca Asset Management believes that the best way to launch a successful partnership is for both parties to feel comfortable with the relationship. We treats initial meetings as a joint job interview where both parties are able to ask questions and make sure that it will be a mutually beneficial relationship. This process has been crucial in building Seneca Asset Management’s clientele, and a key element in our low client attrition rate.

Yes, all investments can be turned into cash by making trades. There are never any back-end fees or penalties although a small transaction fee may apply. It is important to note that marketable securities fluctuate and there is no market performance guarantee.

Our clients will receive monthly statements and a confirmation for every buy or sell generated. All transactions and history are available through the internet with a personalized user name and password. In addition, clients will receive a quarterly letter which includes their portfolio’s rate of return and our perspective on current market conditions.

We have an open door policy. Many of our clients meet quarterly and some clients find it sufficient to meet once a year. Seneca Asset Management is available to their clients and ask that clients call whenever something relating to their financial life is on their mind.

With the assistance of a highly trained staff, Seneca Asset Management selects investments with respect to each client’s investment guidelines. Seneca Asset Management is an independent firm with the sole purpose of serving their client needs first. Investment decisions are not compromised by any conflict of interest or financial incentive.